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Capitol Update

Advocacy Report: December 2013 from Mike Neppl, Director of Government Relations and AdvocacyMike Neppl

With the legislative session right around the corner, I thought it would be helpful to very briefly outline the state’s budget process. Though somewhat esoteric, the budget process is guided by the state constitution, state statutes and entrenched practices in each house of the legislature.

The budget process officially kicks off in New York State when the Director of the Division of Budget (DOB) sends out a “call letter” to agency heads that outlines the Governor’s priorities for the upcoming year. This year’s call letter was sent out in late September and limits the state budget increase to 2%, with “investments exceeding two percent” in education and Medicare. Though a deadline of October 15th was set for agencies to submit their budgets, the State Education Department (SED) is still working with DOB on its submission.

After the Governor delivers the 2014 State of the State address on January 8th, public attention will focus on the Executive Budget. The state constitution requires the Governor submit the budget by the second Tuesday following the first day of the legislative session (this requirement changes in years subsequent to gubernatorial election years). Once the budget and corresponding appropriation, revenue and budget bills are received by the legislature, each house prepares summaries of proposed budget actions and begins holding joint public hearings. The Governor may submit amendments to the executive budget within thirty days of introduction, though administrations have typically submitted amendments at both the twenty-one and thirty day marks.

By the beginning of March, the involved parties have agreed upon a revenue forecast and each house comes together in conference committees to work out spending and revenue recommendations. These recommendations are enacted as amended appropriation bills. The Governor must either approve the amended portions of the bills or use the line-item veto to strike them. Adopted language originally submitted by the Governor is enacted with no further action required.   

Hopefully this sheds a bit of light on the process, but if you would like more information there are additional resources on the websites for the Governor, DOB, SED, the State Comptroller, and the Secretary of State. Don’t forget the Advocacy Day is Thursday, February 27, 2014!

Michael Neppl
Director of Government Relations & Advocacy/General Counsel
518-432-6952 Ext. 102